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POSTURE, PAIN, & PROPRIOCEPTORS

The following information is being presented for educational purposes only. There is no intent to diagnose or treat any condition or disease. Anyone wishing to use any of this information for health improvement purposes is advised to do so under the supervision of the health care provider of their choice.

The following article has been adapted from an original article by Burl Pettibon D.C. Dr.Pettibon's article was intended for professional practitioners and contained technical details that might not be immediately understood, or even of great interest to most lay readers. The following text has been designed to include other pertinent supportive and explanatory facts as well as the basic facts from Dr. Pettibon's original work.

This article is intended as an introduction to the several parts of Dr. Pettibon's full structural remodeling program which serves as the Postural Molding component of the Somatics Plus structural rehabilitative procedures.

A BRIEF TECHNICAL PREVIEW

This "preview" outlines the points which will be made in detail in the article which follows. A bibliography at the end of the article provides a list of papers which support the points made here.

All of the problems documented in the article that follows had to have a beginning. By performing digital analysis of x-rays on thousands of patients, Dr. Pettibon and his associates were able to demonstrate that sudden applied load and/or accumulative traumas (such as: whiplash and/or repetetive strain injuries) -- produce what they call -- "initiating event sub uxations" of the hard and soft tissues of the spine.

The Initiating Event Subluxation (IES)

The term initiating event subluxation (IES) refers to a specific problem that happens at the joint between the skull and the top vertebra of the neck (Atlas vertebra, also sometimes referred to as the Cl vertebra). It has long been known that fixations involving the loss of full freedom of motion at the head/neck junction create a whole series of problems throughout the body.When the IES develops, the brain acts to keep the eyes horizontal to the Earth plane.

Keeping the eyes looking forward is a basic life-preserving reflex, and as such, it dominates nearly all other postural considerations.

If you suffer an IES -- which generally involves the skull being "locked" in a back-tilted position (extension-fixation) on the Atlas -- your eyes would be looking too far skyward unless, as does happen, the eyes are brought back to the horizontal under the control of visual postural reflexes.

How does it do that? Quite simply by making compensatory changes in the 5 vertebrae of the lower neck. In essence, the lost ability to "flex" (go chin to chest) properly at the upper neck levels is compensated for by the lower neck going into hyper-flexion (these vertebrae "bend" into a flattened ot even a forward curve). Unfortunately, this further distorts the lordotic curve of the the neck and thrusts the head forward from its normal position.

At this point you would have what is referred to as forward head posture (FHP) and you would have lost the normal anatomical curvature of the bones in the neck.

Forward Head Posture (FHP) and It's Negative Effects

When the skull is locked out of flexion on the atlas vertebrae, two abnormal positions and motions occur:

1).The head is forced into "forward head posture" (FHP). Note: a person has FHP when the external hole of the ear (external auditory rneatus ), as seen from the side when s/he is standing relaxed -- appears to be forward of the center line of the side of the shoulder/trunk. It looks like the head is thrust forward from the shoulder instead of sitting squarely over the trunk.

2). There is a partial or complete loss, or perhaps even a reversal of the normal cervical lordotic curve. This is in reference to the bones of the neck and can only be seen in a side view X-ray of the neck. The outward appearance of the neck curve is not an indicator of the internal bony curve arrangement.

For best health improvement potential, everyone should understand that there are far reaching negative effects brought about by improper spinal motion and function. The negative effects of improper spinal mobility lead to both local problems -- such as pain and tenderness -- and general systemic problems that affect overall systemic health and well being.

To understand proper spinal functioning, it is necessary to understand that: spinal posture has a "normal" (ideal) configuration with measurable dimensions (just like a "normal heart rate, or visual acuity, etc.) and, that when the spinal curvature is abnormal, there will be definite and serious alteration of spinal "function" -- the seriousness of this problem is explained in the text which follows.

What the Research Shows

The literature shows that these normal spinal postural configurations and the functional processes they support are every bit as valid and as related to total health as are other measurable norms -- such as blood pressure, pulse rate, etc.(26,27). A bibliography at the end of this article has the list of sources for anyone interested in reading the studies themselves.

A Few Facts About Pain

Studies show that ninety percent of chronic pain is located in the musculoskeletal system. In individuals up to age 59, the studies further show that the most common sites of involvement include the shoulders, head, neck, low back and pelvis. (1,2,3 ) Eighty percent of individuals in the western world will be affected by some form of acute and/or chronic spinal pain at some time in their lives. Four out of every ten people under age forty-five who have chronic conditions that are limiting their activity of daily living (ADL) suffer from spine related pain. (4)

Musculo-skeletal conditions have been recognized as a major health and economic problem, imposing a $126 billion dollar health care cost burden in 1998. (5) If fact, spinal related disorders are second only to the common cold as a reason for missing work. Most causes of back pain are the result of mechanical derangement of the hard and soft tissues of the spine. The derangements cause inflammation which leads to: varying degrees of pain, either at rest or during motion decreased strength and ranges of movement of one degree or another and, decreased ability to perform activities of daily living. (6)

Most pain signalling comes from specialized pain sensing nerve endings called nociceptors. And, most of these receptors "signals" never reach your awareness. Local nervous system reflexes cancel out the signals until a certain amount of the pain receptors are firing. At that point, the brain becomes aware of the "pain problem" in that area.

Technically, what happens when pain becomes chronic is that nerves and connections (synapses) along the pathways from these special pain sensing nerve endings (nociceptors), become hyper-sensitive (depolarized) -- they then become much more sensitive to even lower levels of insult, and the pain signaling becomes more intense and even continuous. (6)

At that point, aside from the "pain" you feel not being a fun event, an even greater problem occurs. The pain itself eventually becomes a "disease" like process in and by itself. This happens because the pain causes biochemical changes which then disturb your body's basic metabolic control systems. Once that happens, you also have to deal wwith metabolic problems such as removal of "toxic" chemicals in the tissues, supplying enough nutrients to rebuild the tissues, etc.

The pain now contributes to "sickness" in a deeper way than is usually understood. (25) Because: "Most causes of back pain are the result of mechanical derangement of the hard and soft tissues of the spine" (6) -- we have to look at other effects associated with that type of "derangement".

Effects of Mechanical Derangement of the Hard & Soft Tissues of the Spine
Coupled Spinal Movements

The spine (and the spinal cord) must be considered as a single unit that has an ideal and coordinated way of moving in harmony and synchrony. There is a specific rotation and bending pattern for each vertebra relative to each other. The combination movement of tilt and rotation specific for any given vertebra is referred to as it's coupled movement pattern, or coupling. That is what is referred to as "coupled" movement. Another major factor to consider is that the spinal cord must literally move up and down within the spinal canal. That is discussed in more detail later.

First let's consider "coupled" spinal movement.

The actual "coupleing" combination is different in different areas of the spine. For instance, if you tilt your head to the left, the tips of the vertebrae of the neck (cervical spine) and upper back should swing to the right. It is the opposite in the low back, where bending sideways to the left should find the tips of the spinous processes of the vertebrae swinging to the left.

This becomes important to our conversation here because the coupled motion always triggers signals to the brain from specialized cells called proprioceptors (the greatest concentrations of which of which are found in the capsules of spinal joints).

Proprioceptors and the Central Integration of Motor Control:

The signals from these special nerve cells (proprioceptors) help to tell the brain where the body is in space and how to organize muscle function for balance and movement. The signals from these cells actually help to properly integrate the brain's control of all motor activity -- including the activity of cells and organs.

Properly coupled spinal motion allows balanced integrated signaling to the brain.The brain can then devote its energies to normal functional needs such as healing, repair and maintenance etc. When proper coupled motion is interfered with for any reason, the nerve signals going in towards the brain become deranged. The brain receives garbled messages because many proprioceptors are signaling weakly and others are sending in way more signals than when things are in balance.

How The Cervical Curve Affects Those Inflowing Signals

Distortion (loss or reversal) of the bony cervical (neck) curve prevents the proper coupling movement of the cervical vertebrae when you move your head. Of course, the worst part of that is that the region of the upper three cervical vertebrae has the highest density of the specialized proprioceptive nerve endings in the whole body! So, disturbance of function in that area has a much greater effect than does disturbance anywhere else in the body.

Based on their clinical observations, for many years, Chiropractors have said that proper freedom of joint motion in the upper cervical spine is necessary for good health -- it is only very recently that (non-chiropractic) scientific studies are showing why that was observed.

It pays to remember that: the garbled proprioceptor messages caused by the loss of the normal neck curve not only have a negative effect on your body's control of movement and posture, but also interferes with your brain's ability to control all types of motor activity -- that means things like cell function and even organ and glandular control. In fact the loss of normal proprioceptor messages even intereferes with that most basic process of your cells, the creation of the energy needed to perform bodily activities.(7-13)

Dr. Alf Breig and "Adverse Mechanical Tension in the Central Nervous System"

Dr. Alf Breig, a swedish neurosurgeon coined the termed adverse tension in the central nervous system to describe the mechanism by which loss of the normal cervical lordotic curve created serious health problems. His research is amazing, and his clinical results were astounding because he did surgical correction of cervical curves which actually cured such things as M.S. and ALS (Lou Gehrig's Disease), etc.

What Dr. Breig showed was that as the cervical curve is lost, the tension of the meninges (covering of the brain and spinal cord) was increased in such a manner that measurable pressure was exerted on brain-stem nuclei (nerve control centers) which control our basic life functions. This in turn led to disregulation of basic metabolic control functions, and disease followed. Dr. Breig performed surgical procedures to re-establish the cervical lordotic curve and the diseases disappeared.(28)

Something that isn't thought about too often is that the spinal cord is actually only "tethered" to the bony skeleton in the upper cervical and lowest sacral areas (top and bottom ends of the spine). In between these polar attachments, the spinal cord is relatively free to move up and down. In fact, it has to do so as we bend our bodies forward and backward, twist, etc. Anything which reduces that freedom -- such as loss of normal spinal curves -- would be expected to increase tension on the cord and brain stem, especially as end range of motion bending forward or backward occurs.

Remember, this increased tension on the cord and brain stem interferes with the control of basic body processes such as breathing, motor control, etc.

Dr. Rene Cailliet on Forward Head Posture (FHP) and its Effects

First of all , FHP refers to the head being carried forward of its proper placement over the shoulders and upper body. Ideally, the center of the external opening of the ear should lie approximately on a line dividing the lateral shoulder in half from front to back. With the head in this position, the center of mass of the skull is balanced over the body and the muscles of the neck, upper back and chest stay balanced in their activities.

If the head is jutting forward of the shoulders, the weight of the skull -- about the weight of an 8-10 pound bowling ball -- is putting a strain on the muscles which are designed to pull it back. This leads to very tight and tender upper back and neck muscles and headaches where the muscles attach at the skull.

Rene Cailliet M.D., director of the department of physical medicine and rehabilitation at the University of Southern California says the following regarding mechanical derangements of the hard and soft tissues of the spine:

  • *Incorrect head position, leads to improper spinal function.
  • Both the neck and low back have normal and necessary lordotic curvatures (forward facing curves when seen from the side view).
  • Both proper cervical and lumbar lordoses are necessary for normal function.
  • With a forward extended head (FHP), normal lordosis is lost both in the cervical and lumbar spine.
  • The shoulders are rotated inward and come forward with the head position. (13)

Dr. Cailliet, explains the effects of FHP as follows:

  1. Head in forward posture can add up to thirty (30) pounds of abnormal leverage on the cervical spine. This can pull the entire spine out of alignment.
  2. Forward head posture results in loss of vital capacity of the lungs. Lung capacity is depleted by as much as 30%. This shortness of breath can then lead to heart and blood vascular disease. These breath related effects happen primarily because the loss of the the cervical lordosis blocks the action of the hyoid muscles, especially the inferior hyoid that is responsible for lifting the first rib during inhalation. This rib lifting action is necessary for complete aeration of the lungs. Loss of the cervical lordosis reduces the patients lung and vital capacity up to 30%. (2,13,20)
  3. Loss of gastrointestinal function: * The entire gastrointestinal system is affected; particularly the large intestine. * Loss of good bowel peristaltic function and evacuation is a common effect of forward head posture.
  4. Forward head posture causes an increase in discomfort and pain because: *Proprioceptive signals from the first 4 cervical (upper neck) vertebrae are a major source of the stimuli which create the body's pain controlling chemicals (endorphins). (10,13) * With inadequate endorphin production, many otherwise non painful sensations are experienced as pain. (2,10) Forward head posture dramatically reduces endorphin production by limiting the range of motion of the cervical spine.(2,10)

Some Other Important Facts & Factors

Disc Nutrition:
Forward head posture causes loss of normal spinal and body motion which leads to problems other than increased pain.(2,10) Until age 12, the spinal discs, ligaments and cartilage are fed by the vascular system. By age 12 or so, the blood supply to these structures 'dries up" -- they become 'avascular'.From then on, it is only "normal" spinal coupled motion that can bring nutrients into and take waste products out of these areas -- this occurs through a "pumping" process called nutation.(18)

Because loss of all or part of the cervical lordosis causes a loss of all or part of the normal cervical and thoracic coupling motion, the involved discs receive inadequate nutrition and oxygenation -- and, it also results in their being burdened with toxic metabolic products because the waste removal process has been slowed down. (16)

Posture, Disc Compression, Nerve Entrapment, Etc.
Because of FHP and loss of the cervical lordosis, one becomes hunched, with the head thrust forward and rolled back on the neck as reflexive controls bring the eyes up to a horizontal level. This leads to: compression of the facet joints of the neck.

As the head rocks backwards on the top neck vertebra (Atlas, C1) impingement into structures at the head neck junction (suboccipital triangle) is inevitable. A number of painful mechanical and muscular nerve entrapments are produced by this posture if it is allowed to persist. (15, 16, 17)

The entire body becomes rigid and ranges of motion become less. Loss of these motions result in loss of disc height ('collapsed discs') along with facet pain and other spinal hard and soft tissue pathologies (such as spurs, bulges, etc.). (19) The better the posture, the better and younger one looks and feels and moves.

In man, neck-spine mechano-receptors dominate the body's balancing system in combination with the inner ear balancing system (vestibular function mechanism) through reflex regulation of equilibrium (balance) in both static posture and gait. (7,8)

Cailliet also states: "Most attempts to correct posture are directed toward the spine shoulders and pelvis. All are important, but, the position of the head is the most important. The body follows the head. The entire body can be aligned by first aligning the head". (13)

How Do Spinal Mechanical Derangements Come About?

The actual initiating event is likely to be a trauma of some sort, a whiplash injury (aka flexion-extension injury), fall, etc. It doesn't take much if the conditions are right. The head can react like the last person in line in a game of "crack the whip" -- the acceleration at the end of the movement chain is greater than at the point where the movement started.

Once the head has been subjected to a rapid acceleration-deceleration process, there is commonly an immediate localized "splinting" effect -- the local muscles lock-up to prevent further damage to the area by restricting movement of the head and cervical spine. If not corrected, this leads to many serious negative health consequences.(14)

At the time of the injury, it may not even seem like anything is out of order -- some local muscular stiffness and soreness -- then, after a period or rest, no major problems, just a little annoying tenderness or some restriction of the movement range of the head and neck -- no big thing -- EXCEPT THAT -- Neck injuries of this type disrupt the normal motion capabilities of the upper four neck vertebrae and alter mechano-receptor inputs from these proprioceptors to the brain (remember what we said about that in the text above) -- and that leads to all kinds of serious health derangement.

In extreme cases, whiplash injuries can be so violent that the posterior ring of C1 (topmost cervical vertebra) is crushed between the skull and C2 (21,22). Remember, however, the trauma need not be that dramatic in order to lead to severe problems.

With far less trauma, a common occurrence is the entrapment of the greater and lesser suboccipital nerves as they pass between the base of the skull (occiput) and C1. This can lead to:
* headaches at the base of the skull (Suboccipital headaches),
* pain in the head, and face,
* and, pain in the jaw joint(s) (T.M.J).
spastic muscles and splinting of the cervical spine follows. (22)

The loss of the normal cervical spinal curve has been found to result in negative effects in the control of the following:
1. The muscles that control eye movement, the control of body balance, and the control of gait (walking balance and coordination).
2. The senses of taste and smell
3. The ability to speak
4. swallowing coordination and patterns
5. TMJ (jaw joint) related muscle tension
6. Coordination of movement
7. Hand eye coordination
8. As well as to the creation of rotatory vertigo (sensation of spinning)
9. and, Bilateral tinnitus (ringing in the ears) (9,10,14).

The effects listed above develop as a result of the following mechanical problems, and then they become solidified as part of your posture.

  • Loss of Skull Flexion on Atlas (head is locked in a backward position on the top vertebra and the forward noding ability is reduced -- or, leads to abnormally "coupled" movement when the chin is moved towards the chest.
  • Weak and Unequal Strength of the Cervical Flexor Muscles (muscles on the front of the neck).
  • Forward Head Posture.
  • Loss of the Normal Cervical Lordotic Curve.

What Can You Do About It

Reversal of the problems must include:

  1. Restoration of the ability to properly flex the skull on the atlas (elimination of extension fixation of the skull on atlas)
  2. Balancing of the strengths and actions of the anterior and posterior neck muscles
  3. Repositioning of the skull center of mass over the trunk
  4. restoration of the proper cervical lordotic curve.

A More "Technical Review" (For the reseaerch minded reader):

The density of mechano-receptors in the human cervical spine is greater than at any other spinal level. (9,10) Because of that high density, and the negative effects created when the signals from these mechano-receptors are not properly balanced, cervical spine problems, such as FHP and loss of the lordotic curve can lead to symptoms in the farthest reaches of the body.

Equally, correcting problems in the upper cervical spine can lead to seemingly miraculous elimination of symptoms elsewhere in the body. In fact, cervical lordosis correcting adjustments have been experimentally shown to increase people's ability to aerate their lungs, increase their vital capacity and boost their immune systems' activity. Brennen et al., documented the respiratory burst of immune system enhancing cellular activity (polymnorphonuclear neutrophils and monocytes) following these corrective adjustments. (23)

In addition, a literature review in the Chiropractic Journal of Australia showed that T and B lymphocyte numbers, natural killer cell numbers, antibody levels, phagocytic activity and plasma endorphin levels are positively influenced by spinal correcting adjustments. (24)

REVIEW & CONCLUSIONS:

So, there is more than just cosmetic value to restoring normal posture by correcting FHP and restoring proper lordotic cervical spine curves. AND: The postural molding and corrective processes recommended for your use based upon the Pettibon System of Postural Correction when used in conjunction with the other Somatics Plus Self Help processes can definitely help you to recover from problems associated with cervical spine curve loss and FHP problems.

All of the problems documented above had to have a beginning. By performing digital analysis of x-rays on thousands of patients, Dr. Pettibon and his associates were able to demonstrate that sudden applied load and/or accumulative traumas produce what they call "initiating event subluxations" of the hard and soft tissues of the spine.

The "initiating event subluxation," begins when the skull stops being able to flex the expected 7.5 degrees on the first cervical vertebrae. When the skull is locked out of flexion on the atlas vertebrae, two abnormal positions and motions occur: The head is forced into "forward head posture" (FHP) with a partial or complete loss, or perhaps even a reversal of the cervical lordotic curve. Then, the weakest levels of the lower cervical spine are forced to over flex when the patient tips the head down or nod the head in the "yes" motion.

This abnormal flexion motion further forces the head forward relative to the body. These abnormal postural and motion changes in turn lead to: a loss of the spinal mobility which is needed for the delivery of nutrition and metabolic waste removal from the involved tissues. In turn this leads to localized inflammation and eventually pathologies of both the hard and soft tissues associated with the spine -- eventually, pain results.

In addition to the pain and health problems which are specifically caused by loss of the proper postural relation of the skull and cervical spine; nerves exiting the involved spinal areas are also adversely affected -- with disruption of both the ingoing (afferent) signals to the brain and the outgoing (efferent) signals to muscles, organs, and glands, etc. This causes dis-harmony, dis-function and dis-ease in the distant organs and parts innervated by the affected nerves.

The major conclusion one should get from this paper is that form and function of the whole body are affected by events which follow the "initiating event subluxation" (IES). The problems created by the IES will not be reversed and become fully functional until the initiating event subluxations are corrected: note this includes correction of FHP and the Cervical (at least) lordotic curve as well as ensuring head flexion on Atlas.

To Find out more about processes for correcting these problems please See the article: "Total Postural Rebalancing-- etc."

To see a: Description of the Corrective Processes Themselves.

If you have found any of this information useful, and would like to show your appreciation for finding it here -- Please consider supporting my ability to continue developing and presenting more of this alterntive health care information by selecting some supplements from out excellent Store. Thank you for your consideration. Angelo Querin

The preceding information has been presented for educational purposes only. There is no intent to diagnose or treat any condition or disease. Anyone wishing to use any of this information for health improvement purposes is advised to do so under the supervision of the health care provider of their choice.

REFERENCES:

1) Davis CG: Chronic cervical spine pain treated with manipulation under anesthesia. JNMS 1996:1. 2) Anderson: Statistics of differences in age, gender, social class, and pain localization. Clin. J Pain 1993:9:174-182.
3) Bland JH (ed) Disorders of the cervical spine: Diagnosis and medical management. 2nd ed Philadelphia: WE Saunders 1994:72-73 4)
4) White, AR: Your aching back: Who suffers.1983:1990:17-27.
5) Praemer A, Furner S,and Rice DP: Musculoskeletal conditions in the United States, Park Ridge. american Academy of Orthopedic Surgeons. 1990:3-20
6) ZeBranek Jd, Kahan B, and Marinira: Managing low back pain using injection therapy and spinal manipulation. Surg. Phys Asst. Vol 13: No.7.pg43.
7) Igarashi M, Alford BR, Watanabe T, and Max CM, Role of the neck proprioceptors for the maintenance of dynamic body equilibrium in the squirrel monkey. The laryngoscope,69.(8): 1713-1727, 1969
8) Raymond G, Disturbance of Nervous Function. Vol. 1 Chapter 11 PJ Vinker and GW Brayn (eds) New York: John Willey and Sons.1969
9) Molina F, Ramcharan JE, Wyke BD, Structure and function of articular receptor system in the cervical spine. Journal of Bone and Joint Surgery, 583 (2) 255-256.1965
10)Wyke B, Workshop, Neurology of Joints. Dallas, TX. 1980
11)Molina F, Wyke BD, Structure and function of articular receptor system in the cervical spine. JBJS 58 (2) 1965.
12)Korr IM, Proprioceptors and somatic dysfunction. J. Amer. Orth. Assoc. 74: 638-650. 1975 13)Cailliet R, Gross L, Rejuvenation Strategy. New York, Doubleday and Co. 1987.
14)Wyke BD, Neuromuscular mechanisms influencing mandibular posture:a neurologist's review of current concepts. Journal of Dentistry, 2.
15)Hoppenfield S, Physical Examination of the Spine and Extremities. New York, Appleton-Century-Crofts. 1976.
16)Kopell HP and Thompson WAL, Peripheral Entrapment Neuropathies. New York: Robert Kreiger Publishing Co., 1-11, 147-170, 1976
17)Rocabado HS, Cebeza Y Cuello Tratamiento Articular, Buenos Aires: Inter-Medica 1979 18)Virgin W, Experimental investigation into physical properties of the intervertebral disc. J Bone, Joint Surg. 33B:607,1951.
19)Bernini P, Wiesel SW, and Rothman RH, The Aging Spine, W.B. Saunders Co 1982. 20)Kapandji IA, Physiology of Joints. Vol.. 3. New York: Churchill Livingstone, 1974
21)Darnell MW, Proposed chronology of events for forward head posture. J. Craniomandibular Practice, 1 (4) :49-54, 1983.
22)Rocabado J, Johnson BE, and Blakney MG, Physical therapy and dentistry: an overview. J Craniomandibular Practice. 1(1):47-49. 1983
23)Brennen, et al. JMPT, 14-7, 1991
24)CJA, Chiropractic Journal of Australia, 23 (132-135), 1993
25)Knitza R, Clasen R, Fischer F. Pain induced alteration in the individual non-esterified essential fatty acids in serum; Pain; 6, (91-97) 1979.
26) Harrison D E, Harrison DD, Trotanovich SJ, Harmon S. It's time to accept the evidence for a normal spinal position; JMPT, #23, Nov/Dec 2000.
27) Harrison D, Paris B. Normal values in anatomy, physiology, health, disease and chiropractic, Clinical Chiropractic, (6-9) Oct 2000.
28) Breig A. Adverse Mechanical tension in the Central Nervous System: Analysis of Cause and effect: Relief By Neurosurgery; John Wiley & Sons, NY, 1978.